INTRODUCTION
Descriptions of earlobe reconstruction by Sushruta date from approximately the 6th
century BC. Much progress has been made in ear reconstruction, especially in the 20th
century. However, the morphological variability of the defects, associated with the
few options for skin coverage, makes ear reconstruction a challenge for plastic surgery1.
Ear defects may involve the skin of the anterior region, the cartilage, and/or the
skin of the retroauricular region. Therefore, the reconstruction process must be based
on replacing lost tissues. The scarcity of skin tissue in the area makes these cases
a challenge in reconstruction.
Ear defects with partial loss of the helix can occur due to trauma, bites, neoplasm
resections and burns. The different etiologies make these imperfections frequent;
however, the local anatomy makes these irregularities difficult to reconstruct. The
various techniques described in the literature corroborate the inexistence of a definitive
technique2,3.
OBJECTIVE
Analysis of the final aesthetic results of a tubular flap for the reconstruction of
ear helix defects through pre- and post-operative photos evaluated by plastic surgeons
and laypersons.
METHODS
This is a retrospective, observational study of six patients who underwent ear reconstruction
with a tubular flap at CAIF - Centro de Atendimento Integral ao Fissurado Lábio-Palatal,
at Hospital de Clínicas do Paraná and at a private service, in Curitiba-PR, during
the period from 2005 to 2016, operated by the same surgeon.
During 11 years, six patients underwent ear reconstruction using the tubular flap
technique. Five patients were female, and one male; the mean age was 53.5 years (22
- 62). The etiology of the defects was divided into three categories: auriculocondylar
syndrome - 2, human bite - 1, and traumatic avulsion - 3. middle and lobe in the two
remaining ears. No patient was reoperated, and all showed satisfaction with the aesthetic
improvement.
Surgical technique
After measuring the defect, the bipedicled flap was drawn on the skin of the mastoid
region, with the anterior margin adjacent to the cephaloauricular sulcus. To the length
of the flap, 0.5 cm must be added at each end due to the shrinkage of the fabric during
transfer. The width is around 1.5 to 2.0 cm and is dependent on the width of the helix
defect to be reconstructed. As for depth, the flap was elevated to the subcutaneous
tissue level, taking care to preserve the subdermal plexus. The flap is sutured at
its anterior edge to the anterior skin of the helix and the posterior edge of the
flap to the skin of the retroauricular region. The donor site is closed primarily
by advancing the mastoid skin. In this way, the ear is adhered to the mastoid region.
In the second surgical procedure, after at least three weeks, the cephalic pedicle
of the tubular flap is released, and the upper margins of the defect are minimally
trimmed at a right angle to avoid notches. The donor site has primary closure again.
For the third and final surgical stage, after approximately 14 days, the caudal portion
of the tube is disinserted and sutured at right angles to the lower edge of the helix,
which is reopened along its length to allow its insertion into the defect.
CASE REPORT
Female patient, 19 years old, with auriculocondylar syndrome, presenting bilateral
partial helix deformity (Figure 1A). The right ear underwent reconstruction of the defect using the retroauricular tubular
flap technique in three surgical stages, as described in this study (Figure 1B-F). Good early and late post-operative aesthetic results (Figure 1G-H).
Figure 1 - A: Partial helix defect in the right ear due to auriculocondylar syndrome; B: Operative markings of the first surgical time showing retroauricular flap; C: Post-operative period of the first surgical stage, in which the flap remains bipedicled;
D: Preoperative markings of the second stage, detachment of the cephalic pedicle; E: Post-operative period of the second surgical time; F: Surgical perioperative, caudal pedicle already disinserted and sutured with the lower
region of the ear; G: the 5-month operative result of the third surgical time; H: Final result, post-operative 14 third surgical time.
Figure 1 - A: Partial helix defect in the right ear due to auriculocondylar syndrome; B: Operative markings of the first surgical time showing retroauricular flap; C: Post-operative period of the first surgical stage, in which the flap remains bipedicled;
D: Preoperative markings of the second stage, detachment of the cephalic pedicle; E: Post-operative period of the second surgical time; F: Surgical perioperative, caudal pedicle already disinserted and sutured with the lower
region of the ear; G: the 5-month operative result of the third surgical time; H: Final result, post-operative 14 third surgical time.
METHODS
The study included 20 plastic surgeons and 20 laypersons, who evaluated four cases
of ears reconstructed using the retroauricular tubular flap technique. The etiology
of the defects was trauma (Ears 1 and 2) and auriculo-condylar syndrome (Ears 3 and
4). The evaluation was conducted through two questions and preoperative and post-operative
photos with up to 24 months of follow-up. Each participant evaluated only one case,
so each ear was evaluated by five surgeons and five laypersons.
The following questions were asked:
Question 1: Evaluate this ear (showing only the post-operative photograph);
Question 2: Evaluate this result (simultaneously displaying the photographs pre- and post-operatively).
Responses were presented on a visual scale, from 1 to 4, with faces (similar to the
visual analytical scale for pain), with 1- Bad; 2- Regular; 3- Good; 4- Excellent.
The results were compiled and presented through their medians, minimum and maximum
values.
RESULTS
The individual scores given by the plastic surgeons and lay participants were detailed
in Table 1.
Table 1 - Details of the evaluations obtained by the participants.
Evaluator |
Question 1 |
Question 2 |
Ear 1 |
Surgeon 1 |
3 |
4 |
Surgeon 2 |
2 |
3 |
Surgeon 3 |
2 |
2 |
Surgeon 4 |
2 |
2 |
Surgeon 5 |
2 |
3 |
Layman 1 |
2 |
3 |
Layman 2 |
2 |
2 |
Layman 3 |
2 |
2 |
Layman 4 |
3 |
3 |
Layman 5 |
2 |
3 |
Ear 2 |
Surgeon 6 |
4 |
4 |
Surgeon 7 |
1 |
4 |
Surgeon 8 |
2 |
3 |
Surgeon 9 |
2 |
3 |
Surgeon 10 |
2 |
2 |
Layman 6 |
1 |
3 |
Layman 7 |
2 |
2 |
Layman 8 |
1 |
2 |
Layman 9 |
2 |
2 |
Layman 10 |
2 |
3 |
Ear 3 |
Surgeon 11 |
4 |
4 |
Surgeon 12 |
3 |
4 |
Surgeon 13 |
3 |
4 |
Surgeon 14 |
3 |
3 |
Surgeon 15 |
3 |
3 |
Layman 11 |
2 |
2 |
Layman 12 |
2 |
4 |
Layman 13 |
4 |
4 |
Layman 14 |
3 |
4 |
Layman 15 |
4 |
4 |
Ear 4 |
Surgeon 16 |
2 |
3 |
Surgeon 17 |
3 |
4 |
Surgeon 18 |
3 |
4 |
Surgeon 19 |
3 |
4 |
Surgeon 20 |
2 |
2 |
Layman 16 |
2 |
3 |
Layman 17 |
2 |
4 |
Layman 18 |
3 |
4 |
Layman 19 |
4 |
4 |
Layman 20 |
3 |
4 |
Table 1 - Details of the evaluations obtained by the participants.
Evaluating the distribution of evaluations in the four results present in the form
(1- Poor; 2- Fair; 3- Good; 4- Excellent), it is observed that 50% of the surgeons’
evaluators reported good and excellent results when they observed the photograph only
of the post-operative period. -operative (Question 1), and only 35% of lay people
reported this result. When both evaluators were exposed to the initial defect and
could compare the results obtained (Question 2), there was an increase in the levels
of evaluation of the operative result (Table 2).
Table 2 - Distribution of ratings in the categories by plastic surgeons and laypersons.
Evaluation |
Layman |
Surgeon |
Question 1 |
Question 2 |
Question 1 |
Question 2 |
1- Bad |
10% (2) |
0% (0) |
5% (1) |
0% (0) |
2- Regular |
55% (11) |
30% (6) |
45% (9) |
20% (4) |
3- Good |
20% (4) |
30% (6) |
40% (8) |
35% (7) |
4- Excellent |
15% (3) |
40% (8) |
10% (2) |
45% (9) |
Table 2 - Distribution of ratings in the categories by plastic surgeons and laypersons.
As for the assessments received by each ear individually, it was possible to notice
that Ears 3 and 4 received higher median scores than Ears 1 and 2. This difference
occurred in Question 1 and Question 2 (Table 1). Comparing the etiology of each defect with the results of the evaluations, defects
resulting from auriculo-condylar syndrome had better results than defects resulting
from trauma. This fact can be explained by the greater regularity of the defect in
the auriculo-condylar syndrome, facilitating reconstruction and improving the operative
and aesthetic results.
DISCUSSION
Techniques for reconstructing partial external auricular defects fall into two main
categories. The first requires tissue removal, resulting in asymmetrical and smaller
ears. And the second, with the interposition of grafts, flaps or both, is to maintain
tissue volume.
Steffanoff described the retroauricular tubular flap in 1948, with a size of 16 x
68 mm. The anterior incision was made 8mm posterior to the cephaloauricular angle,
and the posterior incision was made to provide 16mm of width to the graft. Support
came from a cartilaginous graft from the concha of the ipsilateral ear, measuring
15mm wide by 56mm long. Eight surgical times were required to release the flap4.
In 1966, Cosman & Crikelair5 used a three-stage “composite tube” technique consisting of a superficial pedicle
of the artery and temporal vein without an attached flap and covering it with a skin
graft, with the disadvantages of leaving a hairless scar on the scalp and skin graft
dyschromia.
Converse and Brent6 indicated a variety of techniques using tubular pedicles and suggested that the skin
of the cephaloauricular sulcus could be the preferred location for flap design. Lewin7 used a similar strategy, only closing the flap donor site with a skin graft.
With the advancement of surgical knowledge, the techniques were adapted. Dujon and
Bowditch reported that in 1995, three cases of helix defects caused by trauma were
reconstructed using a modification of the Steffanoff technique in three surgical stages2. All the articles exposed cite good results and aesthetic improvement of the deformity
after surgery using the tubular flap technique.
There is still the option of using cartilage grafts to reconstruct the defect in cases
of greater loss of ear support, such as when the irregularity includes the anti-helix.
When used, its insertion takes place in the first stage, during the tunnel’s construction
and must remain for at least three weeks to ensure nutrition. The donor area is usually
the contralateral ear. If the failure is small to intermediate, the formed tube maintains
its shape without cartilage, aided by the fibrosis that forms in the post-operative
period8.
In the present study, we evaluated the final operative result with two questions:
Question 1, by showing only the post-operative photo, aimed to make the participant
compare the aesthetic result with a normal ear; Question 2, on the other hand, revealed
the
preoperative image and thus brought to the assessment an improvement concerning the
original ear defect.
The option of initially exposing the post-operative photo without showing the initial
defect was made to avoid creating a bias on the part of the evaluator in comparing
the improvement obtained, giving a higher score in the post-operative period. Plastic
surgeons and the lay population were included in the study as participants to seek
assessments that reflected not only the views of specialists in the field but also
of the general population.
In Question 1, the aesthetic result was rated as fair (grade 2) by 55% of lay participants
and 45% of plastic surgeons and answered as good or excellent (grades 3 and 4) by
35% of laypersons and 50% of surgeons. In Question 2, there was an improvement in
the evaluations, with no participant reporting it as bad (grade 1), 30% of lay people
and 20% of surgeons judged it as fair (grade 2), and 70% of lay people and 80% of
surgeons rated it as good or excellent (grades 3 and 4).
When comparing the evaluations obtained in questions 1 and 2, we noticed that when
they knew about the previous defect, 55% of lay people and 65% of surgeons gave a
higher grade to Question 2 than they had given to Question 1, evidencing that the
knowledge of the previous defect influences the perception of the final result. Altogether,
75% of the participants considered the operative result (Question 2) good or excellent,
and 56% characterized it as excellent, thus reinforcing the satisfactory post-operative
aesthetic result already exposed by the patients.
Initially, the researchers expected that plastic surgeons would be more discerning
than laypersons in their assessments, being better able to identify esthetic imperfections
from their experiences. However, the opinions of laypeople were, on average worse
than those of surgeons. A possible explanation is that when questioned in Question
1, surgeons perceived that it was a reconstructed ear, inferring a previous defect
and generating a bias, while laypersons compared its aesthetics with that of a normal
ear.
Our results allow us to indicate the tubular flap for patients with defects in the
helix region and practically without reaching the anti-helix. Cases with greater involvement
of the anti-helix should receive cartilage grafting to prevent the ear width from
becoming too small and distorting the shape.
Recent reports on pedicled retroauricular flaps show that this option is simple, safe
and aesthetically appropriate3,8,9, which corroborates the opinion of the participants, plastic surgeons, and laypeople
questioned in this study.
CONCLUSION
We recommend this technique for reconstructing defects of variable helix edge sizes,
regardless of etiology. It is a safe, reliable method with an adequate aesthetic result
and minimal local morbidity.
REFERENCES
1. Siegert R, Magritz R. Otoplasty and Auricular Reconstruction. Facial Plast Surg. 2019;35(4):377-86.
DOI: 10.1055/s-0039-1693745
2. Dujon DG, Bowditch M. The thin tube pedicle: a valuable technique in auricular reconstruction
after trauma. Br J Plast Surg. 1995;48(1):35-8. DOI: 10.1016/0007-1226(95)90028-4
3. Masud D, Tzafetta K. The ‘double headed slug flap’: a simple technique to reconstruct
large helical rim defects. Br J Plast Surg. 2012;65(10):1410-3. DOI: 10.1016/j.bjps.2012.03.048
4. Seffanoff DN. Auriculo-mastoid tube pedicle for otoplasty. Plast Reconstr Surg. 1948;3(3):352-60.
5. Cosman B, Crikelair G F. The composed tube pedicle in ear helix reconstruction. Plast
Reconstr Surg. 1966;37(6):517-22.
6. Tanzer RC, Bellucci RJ, Converse JM, Brent B. Deformities of the auricle. In: Converse
JM, ed. Reconstructive Plastic Surgery. Philadelphia: Saunders; 1977. p. 1671-3.
7. Lewin ML. Formation of the helix with a post-auricular flap. Plast Reconstr Surg.
1950;5:432-40.
8. Ellabban MG, Maamoun MI, Elsharkawi M. The bi-pedicle post-auricular tube flap for
reconstruction of partial ear defects. Br J Plast Surg. 2003;56(6):593-8. DOI:10.1016/S0007-1226(03)00222-4
9. Cerci FB. Staged retroauricular flap for helical reconstruction after Mohs micrographic
surgery. An Bras Dermatol. 2016;91(5 suppl 1):144-7. DOI:10.1590/abd1806-4841.20164733
1. Universidade Federal do Paraná, Curso de Medicina, Curitiba, PR, Brazil.
2. Universidade Federal do Paraná, Hospital de Clínicas, Universidade Federal do Paraná,
Curitiba, PR, Brazil.
3. Centro de Atendimento Integral ao Fissurado Lábio Palatal, Curitiba, PR, Brazil.
4. Hospital Erasto Gaertner, Curitiba, PR, Brazil.
Corresponding author: Caio Munaretto Giacomazzo R. General Carneiro, 181, Alto da Glória, Curitiba, PR, Brazil Zip Code: 80060-900
E-mail: caiomunagiaco@gmail.com
Article received: May 05, 2021.
Article accepted: December 13, 2021.
Conflicts of interest: none.
Institution: Universidade Federal do Paraná, Hospital de Clínicas, Departamento de
Cirurgia Plástica, Curitiba, PR, Brazil.